S. No
|
Conditionality
|
Description
|
Source for verification &
indicator
|
Incentive/Penalty
|
1
|
Reduction in IMR
|
Percentage decrease over last
year
|
SRS
|
Maximum incentive
of 5% - Weightage=5
• If decrease less than 5% - No incentive
• If decrease between 5-7%- Incentive of 3%
• If decrease greater than 7% - Incentive of 5%
|
2
|
Reduction MMR
|
Percentage decrease over last year (only for 16 States
for which MMR is available)
|
SRS
|
Maximum incentive of 5% - Weightage= 5
• If decrease less than 5% - No incentive
• If decrease between 5-10%- Incentive of 3%
• If decrease greater than 10% - Incentive of 5%
|
3
|
Full Immunization Coverage
|
During the current FY, as on December 31-
infantsfully immunisedvs. estimated beneficiaries
|
MCTS
|
Maximum penalty and incentive of 5%. Weightage= 5/(-)5
• If coverage less than 40% - Penalty of 5%
• If coverage between 40-50% - No penalty
• For coverage above 50% up to 100%- Incentive up to
maximum of 5%, calculated as
Coverage above 50%
10
i.e. if coverage is 65%, then incentive of 1.5%; and if coverage
is 87%, then incentive is 3. 7%.
|
4
|
Functionality of FRUs/ CEmOCfacilities
(excluding Medical Colleges)
|
Adequacy of "functional" FRUs
(conducting (-sections)
|
HMIS.
Facilities conducting (-sections:
1. For Large States
• Avg. 10 CS I month at DH level
• Avg. 5 CS I month at SDH and CHC level
2. For NE states (excl. Assam), Hilly States (Uttarakhand, HP,
J&K), and UTs (excl. Delhi)
• Avg. 6 CS I month at DH level
• Avg. 3 CS I month at SDH and CHC level
|
Maximum penalty andincentive of 5%. Weightage=5/(-)
5
Compared to required number of FRUs:
1. On a State-wide basis
• If 50-75% FRUs "functional" - 3% penalty
• If less than 50% FR Us "functional" - 5% penalty
2. On a State-wide basis, if more than 75% FRUs
"functional", AND in HPDs -
• If less than 50% FRUs "functional" - 5% penalty
• If 50-75% FRUs "functional" - 3% penalty
• If 75-90% FR Us "functional" - 3% incentive
• If more than 90% FRUs "functional" - 5%
incentive.
|
5
|
Quality
Certification
|
Percentage District hospitals
and CHCs quality certified by State level body
|
NHSRC report
|
Maximum incentive of 5%.
Weightage= 5
• 3% incentive if at least 50% of DHs certified
• 2% incentive if at least 25% of CHCs / Block PHCs
certified.
|
6
|
JSSK
Implementation
|
Implementation status of
JSSK entitlements
|
MCTFC Report (minimum
sample of 300 beneficiaries
for each state)
|
Maximum penalty of 10%. Weightage=
(-)10
More than 50% gap in any of the components (drug, diet,
diagnostics and transport) 10% penalty
Less than 50% but more than 25% gap, 5% penalty
No penalty if performance more than 75% (based on survey/MCTFC
calls)
|
7
|
Governance:
Quality of services and functionality of public health
|
Star rating of facilities Based on the
extent to which CHCs/PHCs meet the benchmark on Key indicators.
Facilities Five Star indicator criteria:
1. Human Resource and Infrastructure
2. Service availability
3. Drugs and supplies
4. Client orientation
5. Service Utilization
|
HMIS report
|
Maximum penalty of 5%. Weightage=
5
• To avoid penalty minimum 50% of CHCs to have 3 or more star
rating
|
8
|
Implementation of Free drugs & Diagnostic services
|
Free drugs & Diagnostic services to be implemented as per
GOI mandate
|
District report certified
by State Nodal officers and
assessmentsmade by NHSRC teams and MCTFC.
|
Maximum incentive of 5% Weightage= 5
• 90% and above institutions effectively
implementing free drugs & diagnostic services - 5%
•60% to 90% institutions effectively implementing
free drugs & diagnostic services - 3%
<60% institutions implementing free drugs &
diagnostic
services - No incentive
(Based on survey/MCTFC calls)
|
9
|
Increase in State Health budget
|
States providing more than 10% increase in its annual health
budget as compared to the previous year.
|
State budgets I Information from
State Govt.
|
Maximum incentive 5% Weightage= 5
• If no increase/ decrease - No
incentive
• If increase is 10 to 15% - 3%
• If increase is> 15% - 5%
|
S. No.
|
Conditionality
|
Description
|
Source
for verification&indicator
|
Incentive/Penalty
|
1
|
Reduction
in IMR
|
Percentage
decrease over last year
|
SRS
|
Maximum
incentive of 5% - Weightage = 5
·
If decrease less
than 5% - No incentive
·
If decrease between
5%-7% - Incentive of 3%
·
If decrease greater
than 7% - Incentive of 5%
|
2
|
Reduction
in MMR
|
Percentage
decrease over last year (only for 16 states for which MMR is available)
|
SRS
|
Maximum
incentive of 5% - Weightage = 5
·
If decrease less than
5% - No incentive
·
If decrease between
5% - 10% - Incentive of 3%
·
If decrease
greater than 10% - Incentive of 5%
|
3
|
Full
Immunization coverage
|
During the
current F.Y., as on November 30th – infants fully
immunized vs. estimated beneficiaries
|
MCTS
(For EAG / NE States)
|
Maximum
penalty and incentive of 5%. Weightage = 5/(-5)
·
If coverage less than
35% - Penalty of 5%
·
If coverage between
35% - 45% - No penalty
·
For coverage above
45% up to 100% - Incentive up to maximum of 5%, calculated as:
Coverage above 50%
10
i.e.
if coverage is 65%, then incentive of 1.5%; and if
Coverage
is 87%. Then incentive is 3.7%.
|
|
|
|
MCTS
(For Other States)
|
Maximum
penalty and incentive of 5%. Weightage = 5/(-5)
·
If coverage less than
40% - Penalty of 5%
·
If coverage between
40% - 50% - No penalty
·
For coverage above
50% up to 100% - Incentive up to maximum of 5%, calculated as:
Coverage above 50%
10
i.e. if
coverage is 65%, then incentive of 1.5%; and if
coverage is
87%. Then incentive is 3.7%
|
4
|
Functionality
of FRUs/
CEmOC
facilities
(excluding
standalone Medical
Colleges)
|
Adequacy
of "functional"
FRUs
(conducting C-sections)
|
HMIS
Facilities conducting C-Sections:
1.
For Large States
·
Avg. 10 CS/month at
DH level
·
Avg. 5 CS/ month at
SDH and CHC level
2.
For NE states (excl.
Assam), Hilly States (Uttarakhand, HP, J&K), and UTs (excl. Delhi)
·
Avg. 6 CS/ month at
DH level
3.
Avg. 3 CS/ month at
SDH and CHC level
|
Maximum
penalty and incentive of 5%. Weightage = 5/(-)5
Compared to
required number of FRUs:
1. On a State wide basis
·
If 50% - 75% FRUs
“Functional” – 3% penalty
·
If less than 50% FRUs
“Functional” – 5% penalty
2. On a State-wide basis, if more than 90%
FRUs “functional”, and in each HPD.
·
If 75% - 90% FRUs
"functional" – 3% incentive
·
If more than 90% FRUs
"functional" - 5 incentive
States which
have earned incentive /no penalty for FRU conditionality must fulfil HPD
criteria to earn incentive this year #
|
5
|
Quality
Certification
|
Percentage
District hospitals and CHCs quality certified by
State
level body in rural and
urban
areas.
|
NHSRC
Report
|
Maximum
incentive of 5% Weightage = 5
·
3% incentive if at
least 20% of DHs certified
·
2% incentive if at
least 10% of CHCs/ Block PHCs certified
|
6
|
Governance:
Quality of
Services
and
functionality
of public health
facilities
|
Star
rating of facilities based on the extent to which CHCs meet the benchmark
Five
star indicator criteria:
1. Human Resource and Infrastructure
2. Service availability
3. Drugs and supplies
4. Client orientation
5. Service utilization
|
HMIS
Report (both rural and urban)
|
Maximum
Penalty/ incentive of 5% Weightage = 5/(-) 5
·
To avoid penalty,
minimum 50% of CHCs to have 3 or more star rating
·
Incentive of 3% if
more than 75% of CHCs have 3 or more star rating
·
Incentive of 5% if
more than 90% of CHCs have 3 or more star rating #
|
7
|
Implementation
of
Free drugs scheme
|
Free
drugs to be implemented as per GOI mandate
|
District
report certified by State Nodal Officers. Assessments made by NHSRC teams
MCTFC.
In
case no reports are available, data from MCTFC calls to PWs would be taken as
proxy data
|
Maximum
incentive of 5%. Weightage = 5
·
= or >90%
institutions effectively implementing free drugs 5%
·
60% to 90%
institutions effectively implementing free drugs 3%
·
Less than 60%
institutions implementing free drugs No incentive
(Based on
survey/MCTFC calls)
|
8
|
Implementation
of Free diagnostics Services
|
Free
diagnostics to be implemented as per GOI mandate
|
District
report certified by State Nodal Officers. Assessments made by NHSRC teams and
MCTFC. In case no reports are available, data from MCTFC calls to PWs would
be taken as proxy data
|
Maximum
incentive of 5%. Weightage = 5
·
90% and above
institutions effectively implementing free diagnostics 5%
·
60% to 90%
institutions effectively implementing free diagnostics services – 3%
·
Less than 60%
institutions implementing free diagnostics services – No incentive
(Based on
survey/MCTFC calls)
|
9
|
Implementation
of integrated HRIS and updated annual formats of HMIS
|
State
which has integrated HRIS (for regular and contractual HR)
with updated information and from which pay slips are generated every month.
Also updated HR and other information in annual HMIS which is in sync with
HRIS
|
HRIS
generated summary and pay roll
HMIS
report
|
Maximum
incentive/penalty of 10% Weightage = 10/(-)10
·
5% penalty if HRIS
not implemented fully
·
5% penalty if HMIS
data in annual format not updated and is not in sync with HRIS
·
5% incentive if HRIS
fully implemented
·
5% incentive if HMIS
annual format is updated and is in sync with HRIS
|